SFC Licences of CHAN Wai Kay, Katherine 陳蕙姬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldin Equities Limited 高銀(證券)有限公司 | RE | 1 | 17 April 2008 | 01 August 2008 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 28 October 2004 | 31 October 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 June 2004 | 31 October 2007 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 25 June 2004 | 31 January 2006 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RO | 5 | 01 April 2003 | 25 June 2004 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RO | 9 | 01 April 2003 | 25 June 2004 |
| Quam Futures Limited 華富嘉洛期貨有限公司 | RO | 2 | 01 April 2003 | 25 June 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 9 | 01 April 2003 | 25 June 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 6 | 01 April 2003 | 25 June 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 4 | 01 April 2003 | 25 June 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 01 April 2003 | 25 June 2004 |