SFC Licences of HO Chi Tong, Alfred 何志棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 21 March 2017 | 31 May 2020 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 21 March 2017 | 31 May 2020 |
Corporate Commodities Limited 協聯期貨有限公司 | RO | 2 | 01 April 2003 | 01 March 2017 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 1 | 01 April 2003 | 01 March 2017 |
Corporate Commodities Limited 協聯期貨有限公司 | RO | 9 | 01 April 2003 | 18 February 2004 |
Corporate Commodities Limited 協聯期貨有限公司 | RO | 5 | 01 April 2003 | 18 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 9 | 01 April 2003 | 18 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 7 | 01 April 2003 | 18 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 6 | 01 April 2003 | 18 February 2004 |
Corporate Brokers Limited 協聯證券有限公司 | RO | 4 | 01 April 2003 | 18 February 2004 |