SFC Licences of HO Nai Kan 何乃勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 10 March 2020 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 February 2015 | 02 March 2020 |
Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 08 January 2007 | 05 February 2015 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 01 April 2003 | 04 January 2007 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 6 | 01 April 2003 | 16 March 2005 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 7 | 01 April 2003 | 29 October 2003 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 9 | 01 April 2003 | 29 October 2003 |