SFC Licences of TANG Siu Lap 鄧少納

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 14 January 2013
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 14 January 2013 02 October 2017
Cinda International Securities Limited 信達國際證券有限公司
RE 1 25 August 2011 01 January 2013
Cinda International Futures Limited 信達國際期貨有限公司
RE 2 25 August 2011 01 January 2013
Oriental Patron Securities Limited 東英亞洲證券有限公司
RE 1 12 May 2011 16 August 2011
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 February 2011 11 May 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 23 February 2011 11 May 2011
CES Forex (HK) Limited 光證外匯(香港)有限公司
RE 3 01 April 2003 21 December 2010
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 01 April 2003 21 December 2010
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 01 April 2003 21 December 2010
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4, 6, 9 01 April 2003 30 December 2003
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 5, 9 01 April 2003 30 December 2003
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 7 01 April 2003 07 July 2003