SFC Licences of TANG Siu Lap 鄧少納

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 January 2013	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	14 January 2013
Cinda International Securities Limited 信達國際證券有限公司	RE	1	25 August 2011	01 January 2013
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	25 August 2011	01 January 2013
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	1	12 May 2011	16 August 2011
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	23 February 2011	11 May 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	23 February 2011	11 May 2011
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	01 April 2003	21 December 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	21 December 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	21 December 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	30 December 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	30 December 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	30 December 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	30 December 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	30 December 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003