SFC Licences of OMURA Yoshiyuki 大村良幸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 10 May 2013 | |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 14 September 2012 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 24 July 2012 | |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 16 January 2012 | 20 June 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 23 May 2011 | 07 January 2012 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 9 | 01 April 2003 | 31 March 2006 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 4 | 01 April 2003 | 31 March 2006 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 6 | 01 April 2003 | 02 September 2004 |