SFC Licences of CHENG Kai Ming, Charles 鄭啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upbest Investment Company Limited 美建投資有限公司 | RO | 8 | 01 April 2003 | 05 March 2010 |
| Upbest Assets Management Limited 美建管理有限公司 | RO | 9 | 01 April 2003 | 05 March 2010 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RO | 5 | 01 April 2003 | 05 March 2010 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RO | 2 | 01 April 2003 | 05 March 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 6 | 01 April 2003 | 05 March 2010 |
| Upbest Assets Management Limited 美建管理有限公司 | RO | 6 | 01 April 2003 | 05 March 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 4 | 01 April 2003 | 05 March 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 1 | 01 April 2003 | 05 March 2010 |
| Upbest Assets Management Limited 美建管理有限公司 | RO | 4 | 01 April 2003 | 05 March 2010 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 9 | 01 April 2003 | 05 March 2010 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RO | 9 | 01 April 2003 | 16 March 2004 |