SFC Licences of CHOW Yat Kwai 周日貴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rifa Futures Limited 日發期貨有限公司 RE 2 18 October 2010 12 March 2012
Rifa Securities Limited 日發證券有限公司 RE 1 18 October 2010 12 March 2012
Rifa Futures Limited 日發期貨有限公司 RE 2 04 June 2009 06 July 2010
Rifa Securities Limited 日發證券有限公司 RE 1 14 January 2009 06 July 2010
Realink Financial Trade Limited 滙信理財有限公司 RO 2 26 October 2004 13 June 2006
Realink Financial Trade Limited 滙信理財有限公司 RO 1 25 October 2004 13 June 2006
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 14 October 2003 15 October 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 05 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 05 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 05 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 05 September 2003