SFC Licences of CHOW Yat Kwai 周日貴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 18 October 2010 | 12 March 2012 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 18 October 2010 | 12 March 2012 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 04 June 2009 | 06 July 2010 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 14 January 2009 | 06 July 2010 |
Realink Financial Trade Limited 滙信理財有限公司 | RO | 2 | 26 October 2004 | 13 June 2006 |
Realink Financial Trade Limited 滙信理財有限公司 | RO | 1 | 25 October 2004 | 13 June 2006 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 14 October 2003 | 15 October 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 05 September 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 05 September 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 05 September 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 05 September 2003 |