SFC Licences of HAR Wai Sang 夏偉生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 06 March 2007 | 08 May 2012 |
| Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 24 May 2006 | 13 February 2007 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 | RO | 1 | 20 March 2004 | 03 November 2005 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 | RE | 1 | 30 January 2004 | 20 March 2004 |
| Promising Securities Company Limited 昌盛證券有限公司 | RE | 1 | 02 January 2004 | 21 January 2004 |