SFC Licences of LAI Fook Wah, Eric 黎福華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Asset Management (HK) Limited | RE | 9 | 18 May 2007 | 31 December 2013 |
Funderstone Asset Management (HK) Limited | RE | 5 | 18 May 2007 | 31 December 2008 |
Funderstone Asset Management (HK) Limited | RE | 4 | 18 May 2007 | 31 December 2008 |
Funderstone Securities Limited | RE | 1 | 01 January 2007 | 31 December 2013 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 9 | 14 June 2005 | 01 January 2007 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 5 | 14 June 2005 | 01 January 2007 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 4 | 14 June 2005 | 01 January 2007 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 31 December 2013 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 31 December 2013 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 31 December 2008 |
Funderstone Asset Management (HK) Limited | RO | 4 | 01 April 2003 | 18 May 2007 |
Funderstone Asset Management (HK) Limited | RO | 5 | 01 April 2003 | 18 May 2007 |
Funderstone Asset Management (HK) Limited | RO | 9 | 01 April 2003 | 18 May 2007 |
Funderstone Securities Limited | RO | 9 | 01 April 2003 | 01 January 2007 |
Funderstone Securities Limited | RO | 1 | 01 April 2003 | 01 January 2007 |
Funderstone Securities Limited | RO | 4 | 01 April 2003 | 01 January 2007 |
Funderstone Securities Limited | RO | 6 | 01 April 2003 | 01 January 2007 |
Funderstone Asset Management (HK) Limited | RO | 6 | 01 April 2003 | 19 December 2005 |