SFC Licences of POON Kar Leung 潘家樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 February 2014 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 February 2014 | |
| Funderstone Futures Limited | RE | 2 | 13 January 2004 | 14 February 2014 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 14 February 2014 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 13 November 2003 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 13 November 2003 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 13 November 2003 |