SFC Licences of LAI Tsz Wai 賴子威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 November 2005 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 April 2005 | 02 October 2017 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 | RE | 1 | 01 April 2003 | 20 September 2004 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 | RE | 4 | 01 April 2003 | 14 June 2004 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 | RE | 6 | 01 April 2003 | 14 June 2004 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 | RE | 7 | 01 April 2003 | 14 June 2004 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 | RE | 9 | 01 April 2003 | 14 June 2004 |