SFC Licences of LAM Kar Leung 林家良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 | RO | 1 | 24 January 2017 | 29 March 2018 |
| Merdeka Securities Limited 領智證券有限公司 | RO | 1 | 28 January 2011 | 30 December 2016 |
| Merdeka Securities Limited 領智證券有限公司 | RE | 1 | 05 January 2011 | 28 January 2011 |
| Chi Capital Securities Limited | RO | 4 | 09 March 2010 | 16 December 2010 |
| Chi Capital Securities Limited | RO | 1 | 09 March 2010 | 16 December 2010 |
| GBS International Financial Limited | RO | 2 | 15 June 2009 | 30 September 2009 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 08 January 2008 | 28 February 2009 |
| Chi Capital Securities Limited | RO | 4 | 25 May 2006 | 01 December 2007 |
| Chi Capital Securities Limited | RO | 1 | 25 May 2006 | 01 December 2007 |
| Chi Capital Securities Limited | RE | 4 | 07 March 2006 | 25 May 2006 |
| Chi Capital Securities Limited | RE | 1 | 07 March 2006 | 25 May 2006 |
| CVP Securities Limited 星火證券有限公司 | RE | 2 | 31 December 2005 | 10 February 2006 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 31 December 2005 | 10 February 2006 |
| CVP Securities Limited 星火證券有限公司 | RO | 2 | 06 May 2005 | 31 December 2005 |
| CVP Securities Limited 星火證券有限公司 | RO | 1 | 09 July 2004 | 31 December 2005 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 1 | 01 April 2003 | 30 June 2004 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RO | 2 | 01 April 2003 | 25 June 2004 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 4 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 9 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RO | 5 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RO | 9 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 6 | 01 April 2003 | 04 September 2003 |