SFC Licences of LEE Wai Ling 李蔚玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Demeter Securities Limited 國農證券有限公司 RO 1 27 April 2016
China Demeter Securities Limited 國農證券有限公司 RE 1 01 April 2016 27 April 2016
Enhanced Securities Limited 進陞證券有限公司 RO 1 02 August 2011 31 March 2016
Sino Capital Securities Limited 國順證券有限公司 RO 1 08 January 2008 01 February 2011
Sino Capital Securities Limited 國順證券有限公司 RE 1 02 October 2007 08 January 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 27 March 2007 01 October 2007
Sino Capital Securities Limited 國順證券有限公司 RE 7 01 April 2003 16 March 2007
Sino Capital Securities Limited 國順證券有限公司 RE 1 01 April 2003 16 March 2007
Sino Capital Securities Limited 國順證券有限公司 RE 6 01 April 2003 14 February 2005
Sino Capital Securities Limited 國順證券有限公司 RE 4 01 April 2003 14 February 2005
Sino Capital Securities Limited 國順證券有限公司 RE 9 01 April 2003 14 February 2005