SFC Licences of LEE Wai Ling 李蔚玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Demeter Securities Limited 國農證券有限公司 | RO | 1 | 27 April 2016 | |
China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 01 April 2016 | 27 April 2016 |
Enhanced Securities Limited 進陞證券有限公司 | RO | 1 | 02 August 2011 | 31 March 2016 |
Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 08 January 2008 | 01 February 2011 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 02 October 2007 | 08 January 2008 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 March 2007 | 01 October 2007 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 7 | 01 April 2003 | 16 March 2007 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 01 April 2003 | 16 March 2007 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 6 | 01 April 2003 | 14 February 2005 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 4 | 01 April 2003 | 14 February 2005 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |