SFC Licences of CHEUNG Kwok Chiu 張國潮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 November 2009 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 July 2009 | 28 October 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 March 2007 | 11 July 2009 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 01 April 2003 | 01 March 2007 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 9 | 01 April 2003 | 29 January 2004 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 6 | 01 April 2003 | 29 January 2004 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 4 | 01 April 2003 | 29 January 2004 |