SFC Licences of CHAN Yim Ming 陳炎明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 1 | 12 July 2010 | 30 June 2018 |
China System Securities Limited 華信證券有限公司 | RO | 1 | 02 November 2005 | 01 July 2010 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 9 | 01 April 2003 | 23 July 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 2 | 01 April 2003 | 23 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 6 | 01 April 2003 | 23 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 4 | 01 April 2003 | 23 July 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 5 | 01 April 2003 | 23 July 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RO | 9 | 01 April 2003 | 23 July 2003 |
Enlighten Securities Limited 名匯證券有限公司 | RO | 1 | 01 April 2003 | 23 July 2003 |