SFC Licences of YAU Chun Kit, Randy 邱俊傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Commodities Limited 南華期貨有限公司 RE 2 28 July 2015 26 January 2024
South China Securities Limited 南華證券投資有限公司 RE 1 28 July 2015 26 January 2024
South China Commodities Limited 南華期貨有限公司 RE 2 25 July 2013 09 September 2013
South China Securities Limited 南華證券投資有限公司 RE 1 25 July 2013 09 September 2013
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 22 October 2007 20 May 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 22 October 2007 20 May 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 23 April 2007 29 June 2007
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 23 April 2007 29 June 2007
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 06 March 2007 17 April 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 March 2007 17 April 2007
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 13 October 2005 01 March 2007
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 13 October 2005 01 March 2007
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 2 01 April 2003 08 October 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 1 01 April 2003 08 October 2005
Wings Securities (HK) Limited 金鵬證券有限公司 RE 6 01 April 2003 28 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 9 01 April 2003 28 April 2004
REXCAPITAL Futures Limited 御泰期貨有限公司 RE 5 01 April 2003 28 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 9 01 April 2003 28 April 2004
Wings Securities (HK) Limited 金鵬證券有限公司 RE 4 01 April 2003 28 April 2004