SFC Licences of CHAN Suet Ming, Ellis 陳雪明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 15 September 2009 | 26 April 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 31 July 2009 | 26 April 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 27 November 2006 | 22 July 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 October 2005 | 23 November 2006 |
| Drake & Morgan Limited | RE | 9 | 01 April 2003 | 31 May 2003 |
| Drake & Morgan Limited | RE | 6 | 01 April 2003 | 31 May 2003 |
| Drake & Morgan Limited | RE | 4 | 01 April 2003 | 31 May 2003 |
| Drake & Morgan Limited | RE | 1 | 01 April 2003 | 31 May 2003 |