SFC Licences of LAU Lai Wa, Mandy 劉麗華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 28 October 2014 | |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 22 March 2010 | 25 October 2014 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 24 August 2007 | 19 March 2010 |
| Bokhary Securities Limited 包大衞証券投資有限公司 | RE | 1 | 01 June 2005 | 16 August 2007 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 | RE | 1 | 09 March 2005 | 31 May 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 April 2003 | 28 February 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 9 | 01 April 2003 | 17 October 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 6 | 01 April 2003 | 17 October 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 4 | 01 April 2003 | 17 October 2003 |