SFC Licences of LAU Kwok Leung 劉國良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SP Securities Limited 中盈證券有限公司 RE 1 17 March 2016 28 October 2018
Gransing Securities Co., Limited 國投證券有限公司 RE 1 16 March 2004 31 December 2015
Elstone Securities Limited 千里碩證券有限公司 RE 6 01 April 2003 26 February 2004
Elstone Securities Limited 千里碩證券有限公司 RE 1 01 April 2003 26 February 2004
Elstone Securities Limited 千里碩證券有限公司 RE 4 01 April 2003 26 February 2004
Elstone Securities Limited 千里碩證券有限公司 RE 9 01 April 2003 26 February 2004