SFC Licences of LAU Kwok Leung 劉國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SP Securities Limited 中盈證券有限公司 | RE | 1 | 17 March 2016 | 28 October 2018 |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 16 March 2004 | 31 December 2015 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 6 | 01 April 2003 | 26 February 2004 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 1 | 01 April 2003 | 26 February 2004 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 4 | 01 April 2003 | 26 February 2004 |
Elstone Securities Limited 千里碩證券有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |