SFC Licences of HO Chi Hon 何志侃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 15 March 2013 | 17 May 2019 |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 1 | 12 September 2012 | 15 March 2013 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 29 September 2010 | 12 September 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 19 March 2009 | 29 August 2010 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RO | 1 | 26 August 2003 | 25 February 2005 |