SFC Licences of SAY Chi Ming, Deana 謝智明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 08 April 2014 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 30 March 2014 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 13 September 2006 | 03 March 2008 |
Public Financial Securities Limited 大眾金融証券有限公司 | RO | 1 | 01 April 2003 | 20 August 2006 |
Public Pacific Securities Limited 大眾太平証券有限公司 | RO | 9 | 01 April 2003 | 31 March 2005 |
Public Pacific Securities Limited 大眾太平証券有限公司 | RO | 6 | 01 April 2003 | 31 March 2005 |
Public Pacific Securities Limited 大眾太平証券有限公司 | RO | 4 | 01 April 2003 | 31 March 2005 |
Public Pacific Securities Limited 大眾太平証券有限公司 | RO | 1 | 01 April 2003 | 31 March 2005 |
Public Financial Securities Limited 大眾金融証券有限公司 | RO | 9 | 01 April 2003 | 05 November 2004 |
Public Financial Securities Limited 大眾金融証券有限公司 | RO | 6 | 01 April 2003 | 05 November 2004 |
Public Financial Securities Limited 大眾金融証券有限公司 | RO | 4 | 01 April 2003 | 05 November 2004 |
Public Futures Limited 大眾期貨有限公司 | RO | 2 | 01 April 2003 | 31 October 2003 |