SFC Licences of SAY Chi Ming, Deana 謝智明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 08 April 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 30 March 2014
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 13 September 2006 03 March 2008
Public Financial Securities Limited 大眾金融証券有限公司 RO 1 01 April 2003 20 August 2006
Public Pacific Securities Limited 大眾太平証券有限公司 RO 9 01 April 2003 31 March 2005
Public Pacific Securities Limited 大眾太平証券有限公司 RO 6 01 April 2003 31 March 2005
Public Pacific Securities Limited 大眾太平証券有限公司 RO 4 01 April 2003 31 March 2005
Public Pacific Securities Limited 大眾太平証券有限公司 RO 1 01 April 2003 31 March 2005
Public Financial Securities Limited 大眾金融証券有限公司 RO 9 01 April 2003 05 November 2004
Public Financial Securities Limited 大眾金融証券有限公司 RO 6 01 April 2003 05 November 2004
Public Financial Securities Limited 大眾金融証券有限公司 RO 4 01 April 2003 05 November 2004
Public Futures Limited 大眾期貨有限公司 RO 2 01 April 2003 31 October 2003