SFC Licences of CHAN Pui Yee 陳珮妤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 September 2011 | 11 July 2014 |
Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 31 July 2007 | 09 July 2009 |
Christfund Securities Limited 恒豐證券有限公司 | RO | 1 | 01 April 2003 | 31 July 2007 |
Christfund Securities Limited 恒豐證券有限公司 | RO | 4 | 01 April 2003 | 09 January 2004 |
Christfund Securities Limited 恒豐證券有限公司 | RO | 9 | 01 April 2003 | 09 January 2004 |
Christfund Securities Limited 恒豐證券有限公司 | RO | 6 | 01 April 2003 | 09 January 2004 |