SFC Licences of LEE Siu Wah 李少華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Base Securities Limited 京基證券有限公司 | RO | 4 | 23 May 2018 | 06 November 2018 |
| Capital Base Securities Limited 京基證券有限公司 | RO | 1 | 23 May 2018 | 06 November 2018 |
| Lapland Securities Limited 拉普蘭證券有限公司 | RE | 4 | 23 June 2017 | 23 April 2018 |
| Lapland Securities Limited 拉普蘭證券有限公司 | RE | 1 | 23 June 2017 | 23 April 2018 |
| Prime China Securities Limited 華大證券有限公司 | RO | 4 | 02 September 2016 | 15 June 2017 |
| Prime China Securities Limited 華大證券有限公司 | RO | 1 | 02 September 2016 | 15 June 2017 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 29 June 2012 | 21 March 2014 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 06 October 2010 | 02 March 2012 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 25 March 2004 | 01 October 2010 |