SFC Licences of LAU Wai Kuen, Peter 劉煒權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MTF Securities Limited 名泰富證券有限公司 | RO | 4 | 03 October 2013 | 31 December 2014 |
MTF Securities Limited 名泰富證券有限公司 | RO | 1 | 26 October 2012 | 31 December 2014 |
MTF Securities Limited 名泰富證券有限公司 | RE | 1 | 05 July 2006 | 26 October 2012 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 29 October 2003 | 23 June 2006 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 9 | 01 April 2003 | 29 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 7 | 01 April 2003 | 29 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 1 | 01 April 2003 | 29 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 4 | 01 April 2003 | 29 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RO | 6 | 01 April 2003 | 29 October 2003 |