SFC Licences of SIU Hon Man 蕭漢文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 May 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 May 2023
Success Securities Limited 實德證券有限公司 RE 1 05 September 2022 24 April 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 31 May 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 June 2013 31 May 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 June 2013 02 October 2017
Glory Sun Securities Limited 寶新證券有限公司 RE 2 05 November 2012 25 June 2013
Glory Sun Securities Limited 寶新證券有限公司 RE 1 02 February 2011 25 June 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 09 December 2008 31 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 01 April 2003 31 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 01 April 2003 23 December 2003
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 01 April 2003 13 August 2003
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 9 01 April 2003 13 August 2003