SFC Licences of LAI Hoi Lam 黎凱琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rifa Securities Limited 日發證券有限公司 RE 1 07 September 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 31 August 2016
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 02 June 2006 03 March 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 02 June 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004