SFC Licences of KAM Ming Ming 金敏敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 26 July 2003 | 04 November 2006 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 1 | 01 April 2003 | 04 November 2006 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 4 | 01 April 2003 | 14 July 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 6 | 01 April 2003 | 14 July 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 9 | 01 April 2003 | 14 July 2003 |