SFC Licences of NG Wai 吳偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 | RO | 1 | 20 October 2004 | 31 July 2019 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 1 | 01 April 2003 | 31 March 2004 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 01 April 2003 | 31 March 2004 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 5 | 01 April 2003 | 20 October 2003 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 9 | 01 April 2003 | 20 October 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 4 | 01 April 2003 | 22 September 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 6 | 01 April 2003 | 22 September 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RO | 9 | 01 April 2003 | 22 September 2003 |