SFC Licences of CHU Wai Ming 朱偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Siu On Securities Limited 兆安證券有限公司 RO 1 01 April 2003 01 September 2017
Siu On Securities Limited 兆安證券有限公司 RO 4 01 April 2003 29 October 2004
Siu On Securities Limited 兆安證券有限公司 RO 6 01 April 2003 29 October 2004
Siu On Securities Limited 兆安證券有限公司 RO 9 01 April 2003 29 October 2004