SFC Licences of YAM Kwong Sing 任廣成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 5 30 July 2010 01 July 2017
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 3 30 July 2010 01 July 2017
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 2 30 July 2010 01 July 2017
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 4 01 April 2003 01 July 2017
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 1 01 April 2003 01 July 2017
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 9 01 April 2003 31 May 2011
Zhongrong PT Finance Limited 中融平和財務有限公司 RO 4 01 April 2003 31 May 2011
Peace Town Fund Management Limited 平和基金管理有限公司 RO 9 01 April 2003 31 May 2011
Zhongrong PT Finance Limited 中融平和財務有限公司 RO 9 01 April 2003 31 May 2011
Peace Town Fund Management Limited 平和基金管理有限公司 RO 5 01 April 2003 31 May 2011
Peace Town Futures Limited 平和期貨有限公司 RO 5 01 April 2003 28 August 2010
Peace Town Futures Limited 平和期貨有限公司 RO 2 01 April 2003 28 August 2010
Peace Town Futures Limited 平和期貨有限公司 RO 9 01 April 2003 28 August 2010
Peace Town Forex Limited 平和外匯有限公司 RO 3 01 April 2003 21 August 2010
Zhongrong PT Securities Limited 中融平和證券有限公司 RO 6 01 April 2003 15 December 2003