SFC Licences of CHAN Chi Wai 陳志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wintone Securities Limited 榮通證券有限公司 | RO | 2 | 29 October 2009 | 08 April 2011 |
| Wintone Securities Limited 榮通證券有限公司 | RO | 1 | 16 February 2004 | 01 May 2021 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 1 | 01 April 2003 | 20 January 2004 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 2 | 01 April 2003 | 20 January 2004 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 4 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 5 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 6 | 01 April 2003 | 04 September 2003 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 | RO | 9 | 01 April 2003 | 04 September 2003 |
| ASG Futures Limited 亞洲環球期貨有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |