SFC Licences of FUNG Siu Wah, Stephen 馮兆華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 4 | 16 June 2017 | 17 January 2019 |
| RUIFENG SECURITIES LIMITED 瑞豐證券有限公司 | RO | 1 | 16 June 2017 | 17 January 2019 |
| AIF Securities Limited 亞投證券有限公司 | RO | 1 | 18 October 2010 | 09 December 2016 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 19 January 2009 | 15 August 2010 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 15 December 2008 | 19 January 2009 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RO | 1 | 18 May 2005 | 30 November 2008 |
| Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 03 March 2005 | 18 May 2005 |
| Wing Fung Securities Limited 永豐證券有限公司 | RO | 1 | 31 December 2003 | 03 January 2005 |
| Enlighten Securities Limited 名匯證券有限公司 | RO | 1 | 01 April 2003 | 24 October 2003 |
| Enlighten Futures Limited 名匯期貨有限公司 | RO | 2 | 01 April 2003 | 24 October 2003 |