SFC Licences of POON Sin Ming, Kenneth 潘羨明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Po Lee Securities Limited 寶利證券有限公司 | RE | 1 | 01 April 2004 | 06 September 2005 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 01 April 2003 | 09 October 2003 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 6 | 01 April 2003 | 14 August 2003 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 9 | 01 April 2003 | 14 August 2003 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 4 | 01 April 2003 | 14 August 2003 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 7 | 01 April 2003 | 14 August 2003 |