SFC Licences of LIU Luk Por, Desmond 廖淥波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 27 February 2024
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 27 February 2024
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 9 24 November 2017 19 January 2024
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 4 24 November 2017 19 January 2024
Venture Smart Asia Limited 意博資本亞洲有限公司 RO 1 24 November 2017 19 January 2024
FT Securities Limited 富通證券有限公司 RO 4 01 April 2003 01 March 2005
FT Securities Limited 富通證券有限公司 RO 1 01 April 2003 01 March 2005
FT Securities Limited 富通證券有限公司 RO 9 01 April 2003 01 March 2005
Jefferies Bache (Hong Kong) Limited RO 2 01 April 2003 01 March 2005
Jefferies Bache (Hong Kong) Limited RO 9 01 April 2003 07 December 2004
Jefferies Bache (Hong Kong) Limited RO 5 01 April 2003 07 December 2004
FT Securities Limited 富通證券有限公司 RO 6 01 April 2003 07 December 2004