SFC Licences of LIU Luk Por, Desmond 廖淥波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 9 | 27 February 2024 | |
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 4 | 27 February 2024 | |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RO | 9 | 24 November 2017 | 19 January 2024 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RO | 4 | 24 November 2017 | 19 January 2024 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RO | 1 | 24 November 2017 | 19 January 2024 |
FT Securities Limited 富通證券有限公司 | RO | 4 | 01 April 2003 | 01 March 2005 |
FT Securities Limited 富通證券有限公司 | RO | 1 | 01 April 2003 | 01 March 2005 |
FT Securities Limited 富通證券有限公司 | RO | 9 | 01 April 2003 | 01 March 2005 |
Jefferies Bache (Hong Kong) Limited | RO | 2 | 01 April 2003 | 01 March 2005 |
Jefferies Bache (Hong Kong) Limited | RO | 9 | 01 April 2003 | 07 December 2004 |
Jefferies Bache (Hong Kong) Limited | RO | 5 | 01 April 2003 | 07 December 2004 |
FT Securities Limited 富通證券有限公司 | RO | 6 | 01 April 2003 | 07 December 2004 |