SFC Licences of SHUM Man Sau 沈文秀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 28 September 2010 01 September 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 28 September 2010 01 September 2021
MUSHK Limited RE 1 02 June 2010 11 September 2010
MUSHK Limited RO 5 15 June 2005 02 June 2010
MUSHK Limited RO 4 15 June 2005 02 June 2010
MUSHK Limited RO 2 15 June 2005 02 June 2010
MUSHK Limited RO 1 15 June 2005 02 June 2010
MUSHK Limited RE 5 05 June 2003 15 June 2005
MUSHK Limited RE 2 05 June 2003 15 June 2005
MUSHK Limited RE 4 01 April 2003 15 June 2005
MUSHK Limited RE 1 01 April 2003 15 June 2005
MUSHK Limited RE 9 01 April 2003 30 July 2003
MUSHK Limited RE 6 01 April 2003 30 July 2003