SFC Licences of SHUM Man Sau 沈文秀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 28 September 2010 | 01 September 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 28 September 2010 | 01 September 2021 |
MUSHK Limited | RE | 1 | 02 June 2010 | 11 September 2010 |
MUSHK Limited | RO | 5 | 15 June 2005 | 02 June 2010 |
MUSHK Limited | RO | 4 | 15 June 2005 | 02 June 2010 |
MUSHK Limited | RO | 2 | 15 June 2005 | 02 June 2010 |
MUSHK Limited | RO | 1 | 15 June 2005 | 02 June 2010 |
MUSHK Limited | RE | 5 | 05 June 2003 | 15 June 2005 |
MUSHK Limited | RE | 2 | 05 June 2003 | 15 June 2005 |
MUSHK Limited | RE | 4 | 01 April 2003 | 15 June 2005 |
MUSHK Limited | RE | 1 | 01 April 2003 | 15 June 2005 |
MUSHK Limited | RE | 9 | 01 April 2003 | 30 July 2003 |
MUSHK Limited | RE | 6 | 01 April 2003 | 30 July 2003 |