SFC Licences of NIEM Philip 嚴剛良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmony Wealth Management Limited 匯晉資產管理有限公司 RO 9 06 January 2023
Harmony Wealth Management Limited 匯晉資產管理有限公司 RO 4 06 January 2023
Axiom Investment Management Limited 明懿資產管理有限公司 RE 9 14 January 2021 08 December 2022
Axiom Investment Management Limited 明懿資產管理有限公司 RE 4 14 January 2021 08 December 2022
Axiom Investment Management Limited 明懿資產管理有限公司 RO 9 09 May 2019 14 January 2021
Axiom Investment Management Limited 明懿資產管理有限公司 RO 4 09 May 2019 14 January 2021