SFC Licences of NIEM Philip 嚴剛良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RO | 9 | 06 January 2023 | |
Harmony Wealth Management Limited 匯晉資產管理有限公司 | RO | 4 | 06 January 2023 | |
Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 9 | 14 January 2021 | 08 December 2022 |
Axiom Investment Management Limited 明懿資產管理有限公司 | RE | 4 | 14 January 2021 | 08 December 2022 |
Axiom Investment Management Limited 明懿資產管理有限公司 | RO | 9 | 09 May 2019 | 14 January 2021 |
Axiom Investment Management Limited 明懿資產管理有限公司 | RO | 4 | 09 May 2019 | 14 January 2021 |