SFC Licences of LAU Wai Man 劉偉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 | RO | 4 | 29 November 2010 | |
| Orient Securities Limited 東方匯財證券有限公司 | RO | 1 | 29 November 2010 | |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 01 June 2008 | 29 November 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 24 February 2006 | 01 April 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 February 2006 | 01 April 2008 |
| Get Nice Futures Company Limited 結好期貨有限公司 | RE | 2 | 26 October 2005 | 14 February 2006 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 26 October 2005 | 14 February 2006 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 5 | 01 April 2003 | 01 November 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 01 November 2003 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 April 2003 | 01 November 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 01 November 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 01 November 2003 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 9 | 01 April 2003 | 01 November 2003 |