SFC Licences of CHAN Pik Ha, Jenny 陳碧夏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	20 April 2012	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	20 April 2012
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	20 May 2011	20 October 2011
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 May 2011	20 October 2011
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司	RO	9	15 February 2007	21 April 2011
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司	RO	5	15 February 2007	21 April 2011
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司	RO	4	15 February 2007	21 April 2011
Funderstone Asset Management (HK) Limited	RO	9	19 December 2005	21 April 2011
Funderstone Asset Management (HK) Limited	RO	5	19 December 2005	21 April 2011
Funderstone Asset Management (HK) Limited	RO	4	19 December 2005	21 April 2011
Lippo Investments Management Limited 力寶投資管理有限公司	RO	9	19 December 2005	15 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RO	6	19 December 2005	15 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RO	4	19 December 2005	15 July 2010
Lippo Investments Management Limited 力寶投資管理有限公司	RO	1	19 December 2005	15 July 2010
Funderstone Futures Limited	RO	2	01 April 2003	21 April 2011
Funderstone Securities Limited	RO	9	01 April 2003	21 April 2011
Funderstone Securities Limited	RO	6	01 April 2003	21 April 2011
Funderstone Futures Limited	RO	5	01 April 2003	21 April 2011
Funderstone Securities Limited	RO	4	01 April 2003	21 April 2011
Funderstone Securities Limited	RO	1	01 April 2003	21 April 2011
Funderstone Futures Limited	RO	9	01 April 2003	21 April 2011