SFC Licences of NG Wing Chuen 吳永泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 23 July 2007 | 31 December 2010 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 01 April 2003 | 07 July 2007 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 7 | 01 April 2003 | 04 June 2007 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 4 | 01 April 2003 | 14 February 2005 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 6 | 01 April 2003 | 14 February 2005 |