SFC Licences of SO Fuk Lam 蘇福林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 | RO | 1 | 08 October 2007 | 28 November 2008 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 04 September 2007 | 08 October 2007 |
| Hantec Securities Co. Limited 亨達證券有限公司 | RO | 1 | 17 January 2006 | 18 August 2007 |
| Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 13 October 2005 | 17 January 2006 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 09 March 2004 | 08 October 2005 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 August 2003 | 08 March 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 22 August 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 22 August 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 22 August 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 22 August 2003 |