SFC Licences of LO Kai Ming, Jimmy 盧啟銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 | RE | 1 | 06 February 2007 | |
| Whole Win Securities Limited 鴻運証券有限公司 | RO | 1 | 01 April 2003 | 31 May 2006 |
| Whole Win Securities Limited 鴻運証券有限公司 | RO | 4 | 01 April 2003 | 15 November 2004 |
| Whole Win Securities Limited 鴻運証券有限公司 | RO | 6 | 01 April 2003 | 15 November 2004 |
| Whole Win Securities Limited 鴻運証券有限公司 | RO | 9 | 01 April 2003 | 15 November 2004 |