SFC Licences of LAI Ming Ho 黎銘濠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 April 2023 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 September 2015 | 28 April 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 September 2015 | 02 October 2017 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 07 December 2005 | 11 September 2015 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 12 June 2003 | 11 September 2015 |