SFC Licences of KWAN Puk Ming 關博明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 17 April 2012 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 17 April 2012 | 30 June 2016 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 17 April 2012 | |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 01 April 2012 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 28 June 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 28 June 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 28 June 2004 |