SFC Licences of JUGGINS John Albert Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 27 April 2015 | 18 July 2016 |
Japaninvest (Hong Kong) Limited | RO | 4 | 26 October 2010 | 10 March 2016 |
Aletheia Analyst Network Limited | RO | 4 | 13 May 2009 | 26 October 2010 |
Aletheia Analyst Network Limited | RE | 4 | 10 March 2009 | 13 May 2009 |
Evolution Asia Investments Limited | RO | 4 | 24 August 2007 | 28 January 2009 |