SFC Licences of CHAM Yau Nam, Allen 湛祐楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 RO 1 01 April 2003 31 August 2009
Siu Yip Commodity Limited 兆業商品有限公司 RO 2 01 April 2003 26 January 2007
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 RO 4 01 April 2003 26 November 2004
Siu Yip Commodity Limited 兆業商品有限公司 RO 5 01 April 2003 26 November 2004
Siu Yip Commodity Limited 兆業商品有限公司 RO 9 01 April 2003 26 November 2004
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 RO 6 01 April 2003 26 November 2004
Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 RO 9 01 April 2003 26 November 2004