SFC Licences of YU Kwok Leung 余國樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 25 October 2004 | 18 May 2005 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 07 June 2004 | 06 September 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 01 April 2003 | 01 June 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 6 | 01 April 2003 | 05 May 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 01 April 2003 | 05 May 2004 |