SFC Licences of SHIU Tak Shun, Frankie 邵德順
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 22 October 2014 | 30 June 2022 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 1 | 01 April 2003 | 14 October 2014 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 4 | 01 April 2003 | 29 November 2004 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 9 | 01 April 2003 | 29 November 2004 |
| Thing On Securities Limited 晉安證券有限公司 | RE | 6 | 01 April 2003 | 29 November 2004 |