SFC Licences of LAI Tak Leung, Iven 黎德良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alpine Securities Limited 高山證券有限公司	RO	4	21 November 2022
Alpine Securities Limited 高山證券有限公司	RO	1	21 November 2022
Alpine Securities Limited 高山證券有限公司	RE	4	26 October 2022	21 November 2022
Alpine Securities Limited 高山證券有限公司	RE	1	26 October 2022	21 November 2022
Quasar Asset Management Limited 駿昇資產管理有限公司	RO	9	09 April 2019	29 September 2022
Quasar Asset Management Limited 駿昇資產管理有限公司	RO	4	09 April 2019	29 September 2022
Quasar Securities Co., Limited 駿昇証券有限公司	RO	1	09 April 2019	29 September 2022
Quasar Asset Management Limited 駿昇資產管理有限公司	RE	9	08 April 2019	09 April 2019
Quasar Asset Management Limited 駿昇資產管理有限公司	RE	4	08 April 2019	09 April 2019
Quasar Securities Co., Limited 駿昇証券有限公司	RE	1	08 April 2019	09 April 2019
ACU Asset Management Limited	RO	9	21 March 2018	29 March 2019
ACU Securities Limited	RO	4	18 February 2016	29 March 2019
ACU Securities Limited	RO	1	18 February 2016	29 March 2019
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RO	4	02 February 2015	22 January 2016
Wanhai Securities (HK) Limited 萬海證券（香港）有限公司	RO	1	02 February 2015	22 January 2016
Vantage New Generation Securities Limited 新世代證券有限公司	RO	4	12 August 2014	16 January 2015
Vantage New Generation Securities Limited 新世代證券有限公司	RO	1	22 July 2013	16 January 2015
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司	RO	1	30 October 2012	08 July 2013
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司	RE	1	16 October 2012	30 October 2012
Hong Kong Securities Holdings Limited 香港證券控股有限公司	RO	1	19 March 2012	15 August 2012
GT Capital Limited 高富金融有限公司	RO	1	18 March 2011	16 March 2012
GT Capital Limited 高富金融有限公司	RE	1	30 November 2010	18 March 2011
Okachi (Hong Kong) Company Limited 岡地香港有限公司	RE	2	03 October 2005	19 October 2010
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司	RE	1	03 October 2005	19 October 2010
Get Nice Futures Company Limited 結好期貨有限公司	RE	5	01 April 2003	28 September 2005
Get Nice Futures Company Limited 結好期貨有限公司	RE	2	01 April 2003	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	6	01 April 2003	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	1	01 April 2003	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	4	01 April 2003	28 September 2005
Get Nice Securities Limited 結好證券有限公司	RE	9	01 April 2003	28 September 2005
Get Nice Futures Company Limited 結好期貨有限公司	RE	9	01 April 2003	25 November 2004