SFC Licences of TANG Siu Kong 鄧兆江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Base Securities Limited 京基證券有限公司 | RO | 1 | 19 September 2023 | |
Capital Base Securities Limited 京基證券有限公司 | RE | 1 | 11 September 2023 | 19 September 2023 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 03 August 2012 | 28 August 2023 |