SFC Licences of CHU Wai Keung, Tony 朱偉強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 27 October 2011 | 26 October 2019 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 17 February 2006 | 18 August 2011 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 01 April 2003 | 18 August 2011 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 16 April 2004 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 16 April 2004 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 16 April 2004 |